Our Investment Philosophy

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Our investment philosophy is simple. We provide you with approaches to investment management tailored to your personal circumstances. It is a relationship built on trust and strengthened through open, honest communication.

We assess your personal profile through interviews designed to determine your financial goals. Throughout the process, we consider such relevant factors as:

  • Your investment objectives
  • Investment horizon
  • Your risk tolerance or personal preferences
  • Your income needs
  • Regulatory requirements

Keeping each of these elements in mind, your Uwharrie Investment Advisor Representative will work in tandem with you to establish investment guidelines and parameters. Your assets are then allocated to help achieve your objectives.

With approximately $272 million in assets under care, through Uwharrie Investment Advisors, we know that monitoring a large portfolio requires a lot of time and attention to detail. We work closely with you to meet your financial objectives without you having to spend all of your valuable time learning the process.

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Uwharrie Investment Advisors is a subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.

Retail brokerage and insurance products are offered through Private Client Services, LLC (2225 Lexington Rd., Louisville, KY 40206; phone: 502-451-0600). FINRA and SIPC member. Operates under the marketing name of Uwharrie Investment Group. Private Client Services, LLC and Uwharrie Capital Corp., along with their affiliates and subsidiaries are separate, distinct, and unaffiliated entities.

Securities and insurance offered are not bank deposits, not insured by the FDIC or any other state or federal government agency, not obligations of or guaranteed by any financial institution, and are subject to risk and may lose value. Risk(s) will vary depending on investments made by the client, a Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.

Customer Disclosures and Client Relationship Summary (Form CRS)

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