Compliance & Operations Specialist, VP
704-991-1189

Kelly joined Uwharrie Investment Advisors in 2020. She is a graduate of Pfeiffer University where she obtained a Bachelor’s in Business Administration. Kelly supports firm operations, compliance and client servicing for Private Client Services, LLC (PCS) and Uwharrie Investment Advisors.

Kelly holds FINRA Series 7 and 66 registrations and brings prior credit and risk experience from Uwharrie Bank and Uwharrie Capital Corp.

Advisory products and services are offered by Investment Advisory Representatives through Uwharrie Investment Advisors, a Registered Investment Advisor and subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.

Retail brokerage and insurance products are offered by Registered Representatives through Private Client Services, LLC. FINRA and SIPC member. Private Client Services and Uwharrie Capital Corp along with its affiliates and/or subsidiaries are separate, distinct, and unaffiliated entities. It is important to note that the securities and insurance offered are: NOT BANK DEPOSITS AND NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY – NOT OBLIGATIONS OF OR GUARANTEED BY ANY FINANCIAL INSTITUTION – SUBJECT TO RISK AND MAY LOSE VALUE. Risk(s) will vary depending on investment made by the client. A Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.

Customer Disclosures and Client Relationship Summary (Form CRS)