Chief Compliance Officer, AIF

Misty is a graduate of UNC Charlotte with a bachelor’s degree in Business Administration majoring in Finance. Misty serves as Chief Compliance Officer for Uwharrie Investment Advisors and manages its compliance and operations activities.

Misty has been with UIA since 2000 and in addition to being Series 7 and 66, Misty holds FINRA general principal, financial and operations principal and municipal principal licenses. Misty is an Accredited Investment Fiduciary (AIF^®, Learn More).

Advisory products and services are offered by Investment Advisory Representatives through Uwharrie Investment Advisors, a Registered Investment Advisor and subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.

Retail brokerage and insurance products are offered by Registered Representatives through Private Client Services, LLC. FINRA and SIPC member. Private Client Services and Uwharrie Capital Corp along with its affiliates and/or subsidiaries are separate, distinct, and unaffiliated entities. It is important to note that the securities and insurance offered are: NOT BANK DEPOSITS AND NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY – NOT OBLIGATIONS OF OR GUARANTEED BY ANY FINANCIAL INSTITUTION – SUBJECT TO RISK AND MAY LOSE VALUE. Risk(s) will vary depending on investment made by the client. A Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.

Customer Disclosures and Client Relationship Summary (Form CRS)