Uwharrie Investment Advisors is a subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.
Retail brokerage and insurance products are offered through Private Client Services, LLC (2225 Lexington Rd., Louisville, KY 40206; phone: 502-451-0600). FINRA and SIPC member. Operates under the marketing name of Uwharrie Investment Group. Private Client Services, LLC and Uwharrie Capital Corp., along with their affiliates and subsidiaries are separate, distinct, and unaffiliated entities.
Securities and/or insurance products, except for bank products, are not FDIC insured, are not deposits or other obligations of any financial institution, and are subject to investment risks, including possible loss of principal amount invested.
The professional certifications, credentials, designations, licenses, and/or qualifications listed herein have not been sponsored, recommended, or approved by any state or federal governmental entity, agency (including the Securities and Exchange Commission), or office, nor have they been approved or endorsed by any self-regulatory authority. The Firm does not represent or imply otherwise.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Investments & Wealth Institute™ (The Institute) is the owner of the certification marks “CIMA®,” and “Certified Investment Management Analyst®, as well as the “CIMC®” and “Certified Investment Management Consultant®” certification marks. Use of CIMA®, Certified Investment Management Analyst®, CIMC®, or Certified Investment Management Consultant® signifies that the user has successfully completed The Institute’s initial and ongoing credentialing requirements for investment management professionals.
The CLU® is the property of The American College, which reserves sole rights to its use, and is used by permission.
The ChFC® is the property of The American College, which reserves sole rights to its use, and is used by permission.
Customer Disclosures and Client Relationship Summary (Form CRS)