Customer Disclosures

Uwharrie Investment Advisors, Inc. is pleased to provide the following customer disclosure information. Click on the links below to view/print as needed.

A summary of your advisory relationship with Uwharrie Investment Advisors, Inc.

Uwharrie Investment Advisors Client Relationship Summary (Form CRS)

Retail and insurance services are offered through our partnership with Private Client Services.

Private Client Services Client Relationship Summary (Form CRS)

Information about Uwharrie Investment Advisors, Inc.’s qualifications and business practices.

Form ADV, Part 2A – Firm Brochure

Form ADV Part 2A, Appendix 1 – Wrap Fee Program Brochure

Form ADV, Part 2B – Brochure Supplement

How Uwharrie Capital Corp and affiliates collect, share and protect your personal information.

Uwharrie Capital Corp Consumer Privacy

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Uwharrie Investment Advisors is a subsidiary of Uwharrie Capital Corp and an affiliate of Uwharrie Bank.

Retail brokerage and insurance products are offered through Private Client Services, LLC (2225 Lexington Rd., Louisville, KY 40206; phone: 502-451-0600). FINRA and SIPC member. Operates under the marketing name of Uwharrie Investment Group. Private Client Services, LLC and Uwharrie Capital Corp., along with their affiliates and subsidiaries are separate, distinct, and unaffiliated entities.

Securities and insurance offered are not bank deposits, not insured by the FDIC or any other state or federal government agency, not obligations of or guaranteed by any financial institution, and are subject to risk and may lose value. Risk(s) will vary depending on investments made by the client, a Uwharrie Investment Advisor Representative will review these risk(s) with the client prior to investing.